Certified Financial Services Auditor - Banking: IIA-CFSA-BANK Exam


"Certified Financial Services Auditor - Banking", also known as IIA-CFSA-BANK exam, is a IIA Certification. With the complete collection of questions and answers, ExamcollectionPass has assembled to take you through 0 Q&As to your IIA-CFSA-BANK Exam preparation. In the IIA-CFSA-BANK exam resources, you will cover every field and category in IIA Certification Certification helping to ready you for your successful IIA Certification.

  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Total Questions: 0
  • Certification Provider: IIA
  • Corresponding Certification: IIA Certification
  • Updated on: Aug 15, 2026

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Financial Services Auditing25%- Risk assessment and audit planning
  • 1. Audit engagement planning
    • 2. Internal control evaluation
      • 3. Financial services risk identification
        Banking Discipline20%- Banking-specific knowledge
        • 1. Liquidity risk
          • 2. Interest rate risk
            • 3. Credit risk management
              • 4. Capital management
                • 5. Bank governance and regulatory expectations
                  • 6. Asset and liability management
                    Auditing Financial Services Products25%- Banking products and services
                    • 1. Retail banking
                      • 2. Investment and trust services
                        • 3. Commercial lending
                          • 4. Treasury and cash management
                            Auditing Financial Services Processes15%- Operational auditing
                            • 1. Fraud prevention and detection
                              • 2. Information systems and technology controls
                                • 3. Loan processing
                                  • 4. Deposit operations
                                    Regulatory Environment15%- Banking regulations and compliance
                                    • 1. Consumer protection regulations
                                      • 2. Regulatory agencies and oversight
                                        • 3. Capital adequacy and risk management requirements
                                          • 4. Anti-money laundering requirements

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