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IIA IIA-CFSA-BANK Exam Syllabus Topics:
| Section | Weight | Objectives |
| Financial Services Auditing | 25% | - Risk assessment and audit planning
- 1. Internal control evaluation
- 2. Audit engagement planning
- 3. Financial services risk identification
|
| Banking Discipline | 20% | - Banking-specific knowledge
- 1. Asset and liability management
- 2. Capital management
- 3. Credit risk management
- 4. Bank governance and regulatory expectations
- 5. Liquidity risk
- 6. Interest rate risk
|
| Auditing Financial Services Products | 25% | - Banking products and services
- 1. Treasury and cash management
- 2. Retail banking
- 3. Commercial lending
- 4. Investment and trust services
|
| Auditing Financial Services Processes | 15% | - Operational auditing
- 1. Fraud prevention and detection
- 2. Deposit operations
- 3. Information systems and technology controls
- 4. Loan processing
|
| Regulatory Environment | 15% | - Banking regulations and compliance
- 1. Consumer protection regulations
- 2. Anti-money laundering requirements
- 3. Capital adequacy and risk management requirements
- 4. Regulatory agencies and oversight
|