General Securities Representative Qualification Examination (GS): Series-7 Exam
"General Securities Representative Qualification Examination (GS)", also known as Series-7 exam, is a FINRA Certification. With the complete collection of questions and answers, ExamcollectionPass has assembled to take you through 402 Q&As to your Series-7 Exam preparation. In the Series-7 exam resources, you will cover every field and category in General Securities Representative Certification helping to ready you for your successful FINRA Certification.
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- Exam Code: Series-7
- Exam Name: General Securities Representative Qualification Examination (GS)
- Certification Provider: FINRA
- Corresponding Certification: General Securities Representative
- Updated: Sep 02, 2026
- No. of Questions: 402 Questions & Answers with Testing Engine
- Download Limit: Unlimited
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Topics of FINRA Series 7 Certification Exam
Candidates must know the exam topics before they start of preparation. Because it will really help them in hitting the core. Our FINRA Series 7 exam dumps will include the following topics:
- Options
- Equity, and debt instruments
- Investment risk
- Packaged Securities
- Retirement plans
- Interactions with clients
- Taxation
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What is the duration, language, and format of FINRA Series 7 Certification Exam
- Number of Questions: 125
- Passing score: 72%
- Format: Multiple choices, multiple answers
- Language: FINRA Series 7 offered in English (U.S.), Chinese (Simplified), Czech, Dutch, French, German, Hebrew, Italian, Japanese, Korean, Polish, Portuguese (Brazil), Russian, Spanish, and Turkish.
- Length of Examination: 225 minutes
Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7
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FINRA Series-7 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Processes Customer Orders | - Order entry, execution, and settlement basics - Trade reporting and confirmation procedures |
| Makes Recommendations and Transfers Assets | - Account transfers and asset movement procedures - Suitability and recommendation rules |
| Evaluates Customers' Financial Profile | - Customer investment objectives and risk tolerance - Financial status and suitability assessment |
| Seeks Business for the Broker-Dealer | - Understanding regulatory constraints on communications - Prospecting clients and marketing products |
| Provides Information About Investments | - Taxation and risk characteristics - Equities, fixed income, and packaged products |
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