CMT Level 1 Exam: CMT-Level-I Exam


"CMT Level 1 Exam", also known as CMT-Level-I exam, is a CMT Association Certification. With the complete collection of questions and answers, ExamcollectionPass has assembled to take you through 409 Q&As to your CMT-Level-I Exam preparation. In the CMT-Level-I exam resources, you will cover every field and category in CMT Program Certification helping to ready you for your successful CMT Association Certification.

  • Exam Code: CMT-Level-I
  • Exam Name: CMT Level 1 Exam
  • Total Questions: 409

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CMT Association CMT-Level-I Exam Syllabus Topics:

SectionObjectives
Topic 1: Risk Management and Professional Ethics- Trading discipline principles
- Risk measurement and position sizing
- Ethical standards in technical analysis
Topic 2: Chart Analysis- Classical chart patterns
- Support and resistance
- Chart types and construction
Topic 3: Basic Tools of Technical Analysis- Dow Theory fundamentals
- Trend identification concepts
- Market terminology and definitions
Topic 4: Technical Indicators- Trend-following indicators
- Momentum indicators
- Volume-based indicators

CMT Association CMT Level 1 Sample Questions:

Risk can be73 defined as:

  • A. Variability of returns
  • B. All of the above
  • C. Beta
  • D. Amount of loss per trade
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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After testing and refining a trading system, further validation should be done using data known as:

  • A. Weekly
  • B. Daily
  • C. In-sample
  • D. Out-of-sample
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

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The Government is offering 4% on its bills. Corporates are offering 6%. The difference in rates is typically expressed as:

  • A. 2%
  • B. 200 basis points
  • C. 50%
  • D. 1.5 times
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Identify the gap highlighted (black arrow) in the chart (Chart showing gap out of a base):

  • A. Breakaway gap
  • B. Runaway gap
  • C. Exhaustion gap
  • D. Common gap
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Manuel Luscher, CMT, is meeting with a potential client. Luscher tells the potential client that "My biggest client, Tom Cardazo, is a good friend of yours and has been very happy with his compound annual return of over 10%." Luscher also tells the potential client that "I will make sure that your transactions are completed before trading for my family's accounts." With respect to the MTA Code of Ethics, Luscher's actions are:

  • A. In violation of the Code with respect to both disclosing client information and the priority of transactions
  • B. Not in violation of the Code
  • C. In violation of the Code with respect to disclosing client information, but not with respect to the priority of transactions
  • D. In violation of the Code with respect to the priority of transactions, but not with respect to disclosing client information
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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